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Lau Wai Ho

劉偉豪
IA7119Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA7119
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-04-28
Valid to
2024-04-15

Contact & address

Address (EN)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong
Address (中)
23/F, Hopewell Centre, 183 Queen's Road East, Wan Chai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1452OnePlatform Wealth Management Limited
環一財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2021-12-232023-10-17
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-04-28

Disciplinary / public actions 1

actionDate
1691683200000
actionTaken
1067
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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