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Lu Nanshu
盧楠墅
IA6806
Inactive / lapsed
Technical representative (broker)
Long Term (incl. investment-linked)
Licence no
IA6806
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid to
2022-09-22
Appointments & work history
1 · 0 active
Principal
Appointing firm
Line of business
Status
Appointed
Ceased
FB1360
Convoy Financial Services Ltd.
康宏理財服務有限公司
Long Term Business (including Linked Long Term Business)
Ended
—
2022-09-22
Disciplinary / public actions
2
actionDate
1696953600000
actionTaken
2352
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]
actionDate
1696953600000
actionTaken
2437
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]