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Yu Miu Kwan

余妙君
IA6619Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA6619
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-04-07
Valid to
2027-04-06

Contact & address

Address (EN)
Office A & B, 36/F., Montery Plaza, 15 Chong Yip Street, Kwun Tong, Kowloon, HK
Address (中)
Office A & B, 36/F., Montery Plaza, 15 Chong Yip Street, Kwun Tong, Kowloon, HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1834EVERLIFE ASSET ENTERPRISE LIMITED
日富資產策劃有限公司
General & Long Term Business (including Linked Long Term Business)Active2025-09-25
FB1564Dynasty Financial Group Limited
尊尚理財集團有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-04-072025-07-30
FB1564Dynasty Financial Group Limited
尊尚理財集團有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-04-07

Disciplinary / public actions 1

actionDate
1759507200000
actionTaken
3656
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2024-2025 assessment period.
actionTakenTC
因未能遵守2024-2025評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2024-2025评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
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