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Chen Ping-yu

陳品妤
IA6569Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA6569
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-12-29
Valid to
2023-09-30

Contact & address

Address (EN)
23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong
Address (中)
23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1665Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司		Long Term Business (including Linked Long Term Business)Ended2021-12-292023-07-01
FB1665Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-12-29

Disciplinary / public actions 1

actionDate
1681228800000
actionTaken
560
actionTakenEN
Pecuniary penalty of HK$10,200 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$10,200 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$10,200 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]