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Ng Cheuk Kin

吳焯堅
IA6472Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA6472
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2023-01-30
Valid to
2026-01-29

Contact & address

Address (EN)
Room 902, 9/F, Tower III of Enterprise Square, No.9 Sheung Yuet Road, Kowloon Bay, Kowloon
Address (中)
Room 902, 9/F, Tower III of Enterprise Square, No.9 Sheung Yuet Road, Kowloon Bay, Kowloon

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1662Fulbright Wealth Management Limited
富昌財富管理有限公司
General & Long Term Business (including Linked Long Term Business)Ended2023-01-302026-01-29
FB1665Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
General & Long Term Business (including Linked Long Term Business)Ended2021-05-01

Disciplinary / public actions 1

actionDate
1730822400000
actionTaken
3055
actionTakenEN
Fine for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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