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Leung Wai Wah

梁惠華
IA6378Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA6378
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-11-23
Valid to
2026-10-14

Contact & address

Address (EN)
28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong
Address (中)
28/F, Bank of China Tower, 1 Garden Road, Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1632Nova Strategy Wealth Management Limited
諾華策略財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-11-232026-04-17
FB1632Nova Strategy Wealth Management Limited
諾華策略財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-11-23

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
982
actionTakenEN
Pecuniary penalty of HK$7,200 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$7,200 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$7,200 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]