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Kwong Kam Lung Joseph

鄺錦龍
IA6362Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA6362
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-08-30
Valid to
2024-08-29

Contact & address

Address (EN)
904, Houton Ctr, No. 63 Mody Rd, TSTE, Kln
Address (中)
904, Houton Ctr, No. 63 Mody Rd, TSTE, Kln

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1548UHO International Wealth Management Co. Ltd.
友和國際財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-08-302024-08-29
FB1548UHO International Wealth Management Co. Ltd.
友和國際財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-08-30

Disciplinary / public actions 2

actionDate
1730131200000
actionTaken
3090
actionTakenEN
Suspension of licence for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被暫時吊銷牌照
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被暂时吊销牌照
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]
actionDate
1730131200000
actionTaken
3091
actionTakenEN
Suspension of licence for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被暫時吊銷牌照
actionTakenSC
因未能遵守2022-2022评核期的持续专业培训规定而被暂时吊销牌照
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]