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Lau Man Ling

柳敏玲
IA5927Inactive / lapsedTechnical representative (broker)General + Long Term (excl. linked)
Licence no
IA5927
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid from
2021-07-21
Valid to
2022-11-29

Contact & address

Address (EN)
2304 Sino Plaza, 255-257 Gloucester Road, Causeway Bay, Hong Kong
Address (中)
2304 Sino Plaza, 255-257 Gloucester Road, Causeway Bay, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1346Citadel Alliance Financial Services Limited
寰雅理財顧問有限公司		General & Long Term Business (excluding Linked Long Term Business)Ended2021-07-212022-06-02
FB1346Citadel Alliance Financial Services Limited
寰雅理財顧問有限公司		General & Long Term Business (excluding Linked Long Term Business)Ended—2021-07-21

Disciplinary / public actions 1

actionDate
1698940800000
actionTaken
2345
actionTakenEN
Pecuniary penalty of HK$10,800 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$10,800 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$10,800 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]