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Evangelista Juliano

李承遠
IA5926Inactive / lapsedTechnical representative (broker)General + Long Term (excl. linked)
Licence no
IA5926
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (excl. linked)
Valid to
2022-09-22

Appointments & work history 1 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1346Citadel Alliance Financial Services Limited
寰雅理財顧問有限公司
General & Long Term Business (excluding Linked Long Term Business)Ended2022-06-02

Disciplinary / public actions 1

actionDate
1698940800000
actionTaken
2344
actionTakenEN
Pecuniary penalty of HK$10,800 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$10,800 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$10,800 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]