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Wan Yuk Chee

温玉芝
IA5639Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA5639
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-04-19
Valid to
2025-04-18

Contact & address

Address (EN)
Room D2, 18/F, TML Tower, No. 3 Hoi Shing Road, Tsuen Wan, N.T.
Address (中)
Room D2, 18/F, TML Tower, No. 3 Hoi Shing Road, Tsuen Wan, N.T.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1525Asia Cosmos Wealth Management Limited
亞洲環球財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended2022-04-192025-02-04
FB1525Asia Cosmos Wealth Management Limited
亞洲環球財富管理有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2022-04-19

Disciplinary / public actions 1

actionDate
1687881600000
actionTaken
847
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]