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Liu Lay Yuk Monita

廖莉玉
IA5345Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA5345
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-10-27
Valid to
2026-02-20

Contact & address

Address (EN)
28/F., Yam Tze Commercial Building, 23 Thomson Road, Wanchai, HK
Address (中)
28/F., Yam Tze Commercial Building, 23 Thomson Road, Wanchai, HK

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1454Thornton Global Wealth Management Limited
豐盛環球理財有限公司		Long Term Business (including Linked Long Term Business)Ended2021-10-272025-08-21
FB1454Thornton Global Wealth Management Limited
豐盛環球理財有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-10-27

Disciplinary / public actions 1

actionDate
1730044800000
actionTaken
3607
actionTakenEN
Fine for non-compliance with CPD requirements for 2023-2024 assessment period
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
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