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Lee Man Yi Jessica

李敏兒
IA5306Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA5306
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-12-29
Valid to
2024-03-11

Contact & address

Address (EN)
23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong
Address (中)
23/F, Tower 1, Admiralty Centre, 18 Harcourt Road, Admiralty, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1665Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-12-292023-09-12
FB1575Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-12-29

Disciplinary / public actions 1

actionDate
1694188800000
actionTaken
1926
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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