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李君諾
IA5287Licence activeTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA5287
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2021-10-04
Valid to
2027-10-03

Contact & address

Address (EN)
Room 903-609, 9th Floor, Exchange Tower, No.33 Wang Chiu Road, Kowloon Bay, Kowloon.
Address (中)
Room 903-609, 9th Floor, Exchange Tower, No.33 Wang Chiu Road, Kowloon Bay, Kowloon.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1605Frontier Financial Advisory Services Ltd.
領譽理財服務有限公司		Long Term Business (including Linked Long Term Business)Active2025-03-06—
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-10-04

Disciplinary / public actions 1

actionDate
1730390400000
actionTaken
3075
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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