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YU Shu Hung

余樹雄
IA4867Inactive / lapsedTechnical representative (broker)Long Term (excl. linked)
Licence no
IA4867
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (excl. linked)
Valid from
2021-04-07
Valid to
2025-01-27

Contact & address

Address (EN)
9/F COCO Tower Gloucester Road Causeway Bay Hong Kong
Address (中)
9/F COCO Tower Gloucester Road Causeway Bay Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1564DFG INTERNATIONAL BROKERAGE LIMITED
匯霸尊尚理財有限公司		Long Term Business (excluding Linked Long Term Business)Ended2021-04-072024-07-31
FB1564DFG INTERNATIONAL BROKERAGE LIMITED
匯霸尊尚理財有限公司		Long Term Business (excluding Linked Long Term Business)Ended—2021-04-07

Disciplinary / public actions 1

actionDate
1685635200000
actionTaken
715
actionTakenEN
Fine for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]