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GEORGE Abraham Yohan

IA3550Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA3550
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2022-04-25
Valid to
2024-07-29

Contact & address

Address (EN)
Room 1211, 15/F, Soundwill Plaza II - Midtown, 1-29 Tang Lung Street, Causeway Bay, Hong Kong
Address (中)
Room 1211, 15/F, Soundwill Plaza II - Midtown, 1-29 Tang Lung Street, Causeway Bay, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1226Pyrmont Wealth Management Limited
本盟財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2022-04-252024-05-20
FB1226Pyrmont Wealth Management Limited
本盟財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2021-10-042022-04-25

Disciplinary / public actions 1

actionDate
1704902400000
actionTaken
2537
actionTakenEN
Fine for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被罚款
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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