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Li Chun Wai

李焌瑋
IA3155Inactive / lapsedTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA3155
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
Long Term (incl. investment-linked)
Valid from
2021-09-20
Valid to
2024-08-16

Contact & address

Address (EN)
Flat 2211, The Centre, 99 Queen's Road, Central, H.K.
Address (中)
Flat 2211, The Centre, 99 Queen's Road, Central, H.K.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1239Mass Fidelity Asset Management Limited
伸達資產管理有限公司		Long Term Business (including Linked Long Term Business)Ended2023-01-312024-07-31
FB1360Convoy Financial Services Ltd.
康宏理財服務有限公司		Long Term Business (including Linked Long Term Business)Ended2020-04-032021-09-20

Disciplinary / public actions 1

actionDate
1735056000000
actionTaken
3046
actionTakenEN
1. Fine 2. Prohibition from applying to be licensed (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 禁止申請牌照 (最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 禁止申请牌照 (最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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