Unofficial — NOT the Insurance Authority. Data referenced from the public Insurance Intermediaries Register for reference only — verify on the iir.ia.org.hk
IA Radar

Insurance Intermediary Data Radar

Search How it works中文

Chak Shu Yan

翟樹仁
IA2547Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA2547
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-12-21
Valid to
2024-10-14

Contact & address

Address (EN)
11/F United Centre, 95 Queensway, Hong Kong
Address (中)
11/F United Centre, 95 Queensway, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1149Phillip Financial Advisors (HK) Limited
輝立理財顧問(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-12-212024-04-16
FB1149Phillip Financial Advisors (HK) Limited
輝立理財顧問(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-12-21

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
959
actionTakenEN
Pecuniary penalty of HK$13,200 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$13,200 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$13,200 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]