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WONG Chui Yuk Kermit

黃翠玉
IA2183Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA2183
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-09-28
Valid to
2024-04-01

Contact & address

Address (EN)
Room 1303-05, 13/F., Loon Kee Building, 275 Des Voeux Road Central, Hong Kong
Address (中)
Room 1303-05, 13/F., Loon Kee Building, 275 Des Voeux Road Central, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1145Champus Asset Management Limited
雋達理財策略有限公司		General & Long Term Business (including Linked Long Term Business)Ended2021-09-282023-10-03
FB1145Champus Asset Management Limited
雋達理財策略有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2021-09-28

Disciplinary / public actions 1

actionDate
1694620800000
actionTaken
2209
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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