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BLUMSOM David Charles

IA1917Licence activeTechnical representative (broker)Long Term (incl. investment-linked)
Licence no
IA1917
Type
Technical representative (broker)
Status
Licence active
Line of business
Long Term (incl. investment-linked)
Valid from
2021-05-27
Valid to
2027-05-26

Contact & address

Address (EN)
21/F New World Tower, 16-18 Queens Road, Central, Hong Kong.
Address (中)
21/F New World Tower, 16-18 Queens Road, Central, Hong Kong.

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 3 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1291BMP Wealth Limited
BMP Wealth Limited		Long Term Business (including Linked Long Term Business)Active2023-01-11—
FB1226Pyrmont Wealth Management Limited
本盟財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended2021-05-272022-12-20
FB1226Pyrmont Wealth Management Limited
本盟財富管理有限公司		Long Term Business (including Linked Long Term Business)Ended—2021-05-27

Disciplinary / public actions 1

actionDate
1728316800000
actionTaken
2954
actionTakenEN
Fine for non-compliance with CPD requirements for 2023-2024 assessment period
actionTakenTC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
actionTakenSC
因未能遵守2023-2024評核期的持續專業培訓規定而被罰款
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