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MASON Stuart Grietens

IA1676Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA1676
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2021-11-26
Valid to
2024-11-25

Contact & address

Address (EN)
1605 Bonham Strand Trade Centre, 135 bonham Strand, Sheung Wan, Hong Kong
Address (中)
1605 Bonham Strand Trade Centre, 135 bonham Strand, Sheung Wan, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1121Mason LaRoche (HK) Ltd
Mason LaRoche (HK) Ltd
General & Long Term Business (including Linked Long Term Business)Ended2021-11-262024-11-25
FB1121Mason LaRoche (HK) Ltd
Mason LaRoche (HK) Ltd
General & Long Term Business (including Linked Long Term Business)Ended2021-11-26

Disciplinary / public actions 2

actionDate
1730390400000
actionTaken
3082
actionTakenEN
Suspension of licence for non-compliance with CPD requirements for 2021-2022 assessment period
actionTakenTC
因未能遵守2021 -2022評核期的持續專業培訓規定而被暫時吊銷牌照
actionTakenSC
因未能遵守2021 -2022评核期的持续专业培训规定而被暂时吊销牌照
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]
actionDate
1730390400000
actionTaken
3083
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
[]