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WONG Yuen Ming

王婉明
IA1439Licence activeTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA1439
Type
Technical representative (broker)
Status
Licence active
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-01-11
Valid to
2028-01-10

Contact & address

Address (EN)
Unit 2, 27/F., Wu Chung House, 213 Queen's Road East, Wanchai, Hong Kong
Address (中)
Unit 2, 27/F., Wu Chung House, 213 Queen's Road East, Wanchai, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 1 · 1 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1125Oscar Benson Limited
奧卡信有限公司		General & Long Term Business (including Linked Long Term Business)Active2022-01-11—

Disciplinary / public actions 1

actionDate
1710172800000
actionTaken
3216
actionTakenEN
1. Fine 2. Suspension of licence (for a minimum of 3 months) for non-compliance with CPD requirements for 2022-2023 assessment period
actionTakenTC
因未能遵守2022 -2023評核期的持續專業培訓規定而被 1. 罰款 2. 暫時吊銷牌照(最少3個月)
actionTakenSC
因未能遵守2022 -2023评核期的持续专业培训规定而被 1. 罚款 2. 暂时吊销牌照(最少3个月)
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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