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WONG Hok Sun

黃學新
IA1120Inactive / lapsedTechnical representative (broker)General + Long Term (incl. investment-linked)
Licence no
IA1120
Type
Technical representative (broker)
Status
Inactive / lapsed
Line of business
General + Long Term (incl. investment-linked)
Valid from
2022-01-10
Valid to
2025-01-09

Contact & address

Address (EN)
11/F United Centre, 95 Queensway, Hong Kong
Address (中)
11/F United Centre, 95 Queensway, Hong Kong

Location

Approximate — geocoded from the registered address. Open in Google Maps →

Appointments & work history 2 · 0 active

PrincipalAppointing firmLine of businessStatusAppointedCeased
FB1149Phillip Financial Advisors (HK) Limited
輝立理財顧問(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended2022-01-102024-07-18
FB1149Phillip Financial Advisors (HK) Limited
輝立理財顧問(香港)有限公司		General & Long Term Business (including Linked Long Term Business)Ended—2022-01-10

Disciplinary / public actions 1

actionDate
1691164800000
actionTaken
995
actionTakenEN
Pecuniary penalty of HK$8,100 for non-compliance of the CPD requirements for the combined CPD assessment periods of 2019-2021
actionTakenTC
罰款港幣$8,100 [未能符合2019-2021評估年度持續專業培訓計劃要求]
actionTakenSC
罚款港币$8,100 [未能符合2019-2021评估年度持续专业培训计划要求]
pressReleaseEN
Nil
pressReleaseTC
沒有
pressReleaseSC
没有
pressReleases
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